MiFID II / MiFIR

The EU Markets in Financial Instruments Directive (MiFID) has governed securities transactions in Europe since November 2007. This Directive has now been revised with the aim of increasing transparency on the financial markets. It will take effect on 3 January 2018 under the acronym MiFID II.

In addition to MiFID II, the following EU regulations will also enter into force at the beginning of 2018: the EU Markets in Financial Instruments Regulation (MiFIR) and the Regulation on Key Information Documents for Packaged Retail and Insurance-Based Investment Products (PRIIP).

Below you will find the most important information and documents regarding these regulatories:

  • General MiFID II – Information Brochure
  • Risks in Securities Trading
  • Information on dealing with potential conflicts of interest
  • Principles for the execution of orders in financial instruments (best execution policy)
  • Factsheet Legal Entity Identifier (LEI) and reporting financial transactions
  • General Terms and Conditions of Business

Please be aware that further documents regarding MiFID II (e.g. cost transparency or PRIIP) are only available in German. If you need any further information, please do not hesitate to contact us.

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